Job Purpose

Would be part of Finance Team focusing on designing, executing and monitoring of Internal Financial Control (IFC) and IT General Controls

(ITGC) framework for Businesses support functions

Duties and Responsibilities

- Formulation implementation of IT security framework from Internal Financial Controls (IFC) perspective based on Companies Act circulars, COSO standards master direction issued by RBI.

- Ensure planning, scoping, testing and execution of IT General Controls (ITGC).
- Ensure ITGC compliance in Statutory Audits, RBI Audits etc.
- Primary SPOC for Statutory Audits, RBI Audits etc.
- Perform walkthrough of IT business processes policies to define risk and identify IT controls
- Preparation and Maintenance of Risk Control Matrix (RCM) Process Flow Chart for IT in IFC Tool

- Perform testing of design (TOD) and operating effectiveness (TOE) of the controls identified and documenting the output in a defined template.
- Be a SPOC from Finance team and interact with cross functional teams and publish regular matrix and project status reports to all stakeholders.
- Communicating the observations to application owners and finalizing the same.
- Follow-up on open issues exceptions for remediation closure




- Reporting and presenting the final report to respective management stake holders.
- Completely own responsible for evaluation, testing documentation of ITGC testing of scoped in applications for below mentioned areas/ domains:

- User Access Management (Application, Operating System, Database Active Directory) - Change Management - Access Security (Application, Operating System and Database) - Segregation of Duties conflict check - Interface Controls - Data Backup and Restoration - Exception reports

- Responsible for bridging between IT team and statutory third-party assessments/ audits.
- Responsible for maintaining complete documentation for all ongoing projects and training to all stake holders.
- Envisage opportunities which will lead to increase operation efficiency (IT, Finance Business) and bring in additional controls and accuracy including Preparation of business case and implement the same.

Required Qualifications and Experience quired Qualifications and Experience: Chartered Accountant/ CISA with 2-3 years of experience in Internal Audit or IFC or

ITGC

Banking or NBFC experience is preferred

📌 Deputy Unit Manager - Finance & Accounts (Pune)
🏢 Bajaj Finance
📍 Pune