- Education: Graduation/Post Graduation

Experience: 12-15 years of experience inCompliance in Banks/NBFCs

- KEY ACCOUNTABILITIES
- Compliance Department
- Support CCO in performing the Role of CCO as defined in RBI Regulations
- Advisory: Advisor to Business(es) and Management on Compliance requirements on various Governance, Risk and Compliance Matters
- Plan and perform / oversee all activities of Compliance Function in line with applicable RBI regulations relating to Compliance Function - including and not limited to Regulatory Dissemination, Risk Assessments, Monitoring, Recent Product/ Process approvals, periodic reporting to Board and management
- Regulatory Liaison: Maintain liaison with regulators (RBI (mainly)/SEBI/IRDAI, as required)

- Manage RBI Inspections
- Regulatory Submissions: Prepare and submit reports (timely and accurate) as applicable, provide clarifications to RBI to ensure compliance in adherence with laws, RBI Regulations to avoid any punitive actions
- Tracking of all compliance related open action points

Skills and Competencies:

•Understanding of RBI regulations for NBFCs

- Stakeholder influencing skills
- Quick and logical decision making
- Attention to detail
- Upholds principles and values

📌 Deputy Compliance Head (Bengaluru)
🏢 Toyota Financial Services India
📍 Bengaluru