Role - Compliance Officer

Role Definition The Compliance Officer will be responsible for ensuring adherence to regulatory requirements across exchanges (BSE/NSE), depositories (NSDL), and SEBI. The role involves managing regulatory reporting, monitoring compliance frameworks, handling audits, and ensuring timely resolution of investor complaints and surveillance alerts.

Responsibility Deliverable

- Regulatory Reporting & Exchange Compliance
- Investor Grievances & SCORES Management
- Surveillance, Alerts & Risk Monitoring
- Audits, Certifications & Regulatory Filings
- Compliance Governance, Circulars & Coordination

Experience: 3 - 8 years

Location: Prabhadevi, Mumbai

📌 Compliance Officer (Mumbai)
🏢 Gretex Share Broking
📍 Mumbai