JD - Compliance - Arbitration

Roles and Responsibilities:

Seeking a Compliance skilled with experience in handling client grievances and arbitration matters

- Handling investor grievances and ensuring timely resolution as per SEBI and exchange guidelines
- Managing arbitration matters, legal notices, and exchange-related dispute cases
- Coordinating with NSE/BSE/MCX and other regulatory bodies for complaint resolution
- Preparing replies, documentation, and reports for arbitration and grievance cases
- Maintaining records of client complaints, escalations, and closure status
- Liaising with internal departments to resolve operational and compliance-related disputes
- Ensuring adherence to regulatory timelines and compliance requirements for grievance handling

📌 Compliance- Arbitration (Mumbai)
🏢 ANANDRATHI
📍 Mumbai