Department: Legal Compliance
Reporting To: Head - Compliance

Key Responsibilities:

- 1. Responsible for reviewing, implementing and monitoring circulars / notifications issued by SEBI / AMFI / PMLA.

- 2. Responsible for preparation Reports with SEBI / AMFI / Board of Directors of Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund Regulations.

- 3. Responsible for due diligence / verification of Compliance Policies and Compliance Manual.

- 4. Responsible for Pre and Post Committee Meeting Functions preparation of agenda papers, reports, minutes etc.

- 5. Responsible for Preparation Updation of Scheme Information Document / Key Information Memorandum / Statement of Additional Information.

- 6.



Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund.

- 7. Co-ordination with the Internal and Statutory Auditors.

- 8. Co-ordination within the Internal Departments.

- 9. Maintenance of Statutory Records and MIS.

Education Qualifications :

- B.Com, ACS

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Assistant Manager / Deputy Manager - Compliance (Mumbai)
🏢 Quantum Asset Management
📍 Mumbai