Role & responsibilities

Lead the day-to-day activities Prime Risk & Controls functions supporting Asia/Europe/US.

- Spearhead the development of a comprehensive automated risk controls framework and eventually own the end-to-end risk management process for the business.
- Own and build a strategic Prime Risk and Analytics platform, collaborate with IT to provide requirements, drive approach and implementation.
- Set up framework for timely escalation for the controls suite to senior management; collaborate with Collateral, Legal, IT and other support teams to get issues resolved.
- Ensure that team runs daily checks on client setups, build reconciliations using data from reference data, trade booking and margin & collateral systems.
- Build, monitor and run daily control reports and dashboard to check day-over-day swings on key metrics.
- Write daily commentary on control breaks, exceptions and swings. Write client level commentaries, adhoc analysis and run what-if scenarios providing indicative margin levels.




- Run team calls and represent / explain control breaks and resolution. • Mentor and manage the team.

Preferred candidate profile

Qualification gained in Maths, Financial Maths, Engineering, Operational Research, Statistics, Computer Science or similar. Minimum 12 years of experience in Risk Management.

Strong knowledge of Equities, Equity Derivatives, Convertible Bonds, Fixed Income, Repo, and Futures and Options.

Solid technical knowledge and understanding of risk management concepts such as VaR, stress testing, and scenario analysis. MS Excel to expert level.

Programming Skills e.g. VBA, SQL, Python, Power BI etc. [intermediate level]

Excellent interpersonal and communication skills. Previous experience in Global Markets (Prime Brokerage, Equity Financing, Treasury or Risk management)

preferred Further Financial Education e.g. FRM, CFA (Level 2), CAIA, etc. Knowledge of Prime Brokerage and/or financing businesses, and client motiv

📌 Global Markets Prime Brokerage - Financing Risk - VP (Mumbai)
🏢 Symphoni HR
📍 Mumbai