Started in 1995 by first generation entrepreneurs from IIMA & FMS Delhi, PACE has evolved from a fledgling NSE Broker to a premier boutique financial conglomerate over the last 25 years.

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Pvt. Ltd. is looking for an experienced and proactive Chief Compliance Officer (CCO) to lead the organization’s compliance framework and ensure adherence to RBI regulations, corporate governance standards, FEMA guidelines, AML/KYC norms, and other statutory requirements applicable to NBFCs. The ideal candidate will be responsible for managing the overall compliance function, regulatory reporting, risk assessment, policy implementation, and coordination with regulatory authorities while ensuring a strong compliance culture across the organization.

Key Responsibilities 1. Regulatory & Compliance Management

- Ensure compliance with RBI regulations, NBFC guidelines, Companies Act, FEMA, PMLA, KYC/AML requirements, and other applicable laws.
- Develop, implement, and monitor compliance policies, SOPs, and internal controls.
- Stay updated with regulatory developments and advise management on compliance implications.
- Oversee periodic compliance reviews, audits, and inspections.
- Ensure timely submission of regulatory returns, filings, and certifications. 2. RBI & Regulatory Coordination
- Act as the primary point of contact for RBI and other regulatory authorities.
- Coordinate RBI inspections, compliance audits, and regulatory reviews.
- Handle regulatory notices, observations, and ensure timely closure of action points.
- Assist senior management in regulatory interactions and governance matters.
- Risk Management & Governance
- Identify, assess, and mitigate compliance and regulatory risks.
- Develop and strengthen compliance monitoring mechanisms.
- Ensure implementation of corporate governance standards and ethical business practices.
- Collaborate with internal departments for risk mitigation and process improvement. 4. AML/KYC & Policy Oversight
- Ensure effective implementation of AML, KYC,



Anti-Fraud, and customer due diligence processes.
- Monitor suspicious transaction reporting and regulatory compliance controls.
- Review and update compliance policies as per evolving regulations. 5. Board & Management Reporting
- Prepare periodic compliance reports for management and Board meetings.
- Present key compliance observations, risks, and mitigation plans.
- Maintain proper compliance documentation and records. 6. Training & Advisory
- Conduct compliance awareness and regulatory training programs for employees.
- Provide advisory support to business and operational teams on compliance-related matters.
- Promote a strong culture of compliance and ethical conduct across the organization. Eligibility Criteria Educational Qualification
- CA / CS / LLB / MBA (Finance) or equivalent professional qualification.
- Additional certification in Compliance, Risk Management, AML, or Regulatory Affairs will be preferred. Experience
- Experience in Compliance, Regulatory Affairs, Risk Management, or Legal functions within NBFCs, Banks, Financial Institutions, or FinTech organizations.
- Prior experience handling RBI compliance and inspections is mandatory.
- Experience in NBFC regulatory compliance and governance framework is highly preferred.

Required Skills

- Strong understanding of RBI regulations and NBFC compliance framework.
- Knowledge of FEMA, PMLA, AML, KYC, Corporate Governance, and Risk Management.
- Excellent communication, drafting, analytical, and stakeholder management skills.
- Ability to independently interact with regulators and senior management.
- Strong leadership, problem-solving, and decision-making abilities.
- High level of integrity and professional ethics. What We Offer
- Competitive compensation as per industry standards.
- Opportunity to work closely with leadership in a growing organization.
- Agile and collaborative work environment.
- Growth opportunities and leadership exposure in the financial services sector. Location: This role is based out of Delhi NCR and requires in-office presence.

📌 Chief Compliance Officer (New Delhi)
🏢 PACE Finance Group
📍 New Delhi