Review, interpretation and impact of various regulatory circulars and guidelines.
- Drafting of Agenda and Minutes of various Committees.
- Checking and monitoring of periodic Regulatory Reporting.
- Reviewing of Policies of the Exchanges.
- Analyze compliance risk and create strategies to provide risk mitigation.
- Coordinating with other departments of the Exchange for SEBI Inspections.
- Coordination with Internal and External Auditors.
- Training Employees on Compliance Aspects.
Key Skills & Competencies:
- Knowledge of SEBI Rules and Regulations such as SCRA, SECC, etc.
- Robust drafting, communication, and analytical skills.
- Proficiency in MS Excel, regulatory reporting, and data analysis.
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Accepting applicants whose current designation is senior executive or assistant manager.
📌 Assistant Compliance Manager (Mumbai)
🏢 Masadir HR Services
📍 Mumbai