About the Company

AUM Capital, a premier financial brand, is seeking to add an accomplished and motivated individual in our team as an Equity Dealer, to its rapidly growing Wealth Management Business.

AUM is the largest distributor of Mutual Fund products in Eastern India, with pan- India presence in more than 10 locations. Managing assets of more than 11,000 Crs, we cater to Large Corporate treasuries, Financial Institutions, Provident Funds, Endowments and HNI/UHNIs across the country. For more information on us, please visit www.aumcap.com

JOB SUMMARY The candidate will be responsible for handling equity dealing operations for retail clients, including opening demat and trading accounts, providing equity-related services and reports, and assisting clients with their investment needs. The role also requires basic proficiency in Excel and general IT/technical skills.

The primary responsibilities of an Equity Dealer will be to:

Execute equity trades for retail clients with accuracy and compliance.

Assist clients in opening Demat and trading accounts and guide them through onboarding formalities.

Provide equity-related reports, statements, and updates as required by clients.





Communicate market-related information, basic insights, and service updates to clients.

Maintain client records, account documentation, and transaction data.

Coordinate with internal teams for smooth account activation and client servicing.

Address client queries regarding equity-related services and processes.

Use Excel and internal systems to prepare reports, track data, and manage client requests.

Follow compliance guidelines, risk management practices, and operational protocols. Qualifications &

Skills:

Graduate in Commerce/Finance or related field (preferred but not mandatory).

Basic knowledge of equity markets and trading processes.

Good communication and client-handling skills.

Working knowledge of Excel (basic formulas, data entry, formatting).

Basic IT skills for handling trading platforms and internal software.

Ability to multitask, handles client queries, and work in a fast-paced workplace.

Prior experience in broking/equity dealing is an advantage.

NISM-Series-VIII: Equity Derivatives Certification Examination (Mandatory)

REPORTING TO

National Head

📌 Equity Dealer (Kolkata)
🏢 AUM Capital Market Private
📍 Kolkata