Compliance Officer :

- Ahmedabad, India
- Risk Management
- 328070

About the Role : Grade Level (for internal use) : 09 The Team: The Compliance team in India operates across Mumbai, Pune, and Gift City (Ahmedabad), providing comprehensive compliance oversight for S&P; Global Ratings and its affiliates. Our team values collaborative problem-solving, attention to detail, and proactive regulatory management to ensure adherence to all applicable regulations while supporting business objectives.

The Impact: As a Compliance Officer, you will play a critical role in safeguarding our regulatory standing at Gift City while enabling business growth through effective compliance frameworks. This position involves direct engagement with regulators and SEZ authorities, making your work highly visible and impactful to our operations.

What You Stand to Gain:

- Opportunity to develop and demonstrate regulatory compliance expertise in a specialized financial services environment
- Leadership and managerial skill development through training delivery and stakeholder management
- Collaboration with a global network of compliance experts who are recognized leaders in their domains
- Direct exposure to regulatory authorities and high-level stakeholder interactions
- Experience in implementing innovative compliance solutions within a dynamic regulatory landscape

Responsibilities :

- Implement and maintain a comprehensive compliance oversight framework to ensure adherence to Gift City regulatory requirements, including IFSCA (Capital Market Intermediaries) Regulations, 2025 and IFSCA (AML, CFT and KYC) Guidelines, 2022
- Serve as primary regulatory liaison, managing all interactions with IFSCA and other regulatory bodies, including examination coordination and regulatory submissions
- Develop, update,



and implement internal policies and procedures to align with evolving regulations and Group standards
- Provide strategic regulatory guidance to business units, operations teams, and senior management on compliance risks and solutions
- Conduct comprehensive monitoring and reporting, including managing internal audits, tracking regulatory developments, and providing compliance status updates to senior leadership
- Deliver compliance training programs and coordinate with control functions to ensure comprehensive policy adherence across all Ratings India business operations
- All employees are required to work from the office a minimum of 2 days per week

What We're Looking For:

- An S&P; Global employee at this level would typically have 2+ years of experience in compliance, risk, or audit functions within multinational banking or financial services organizations with global operations
- Strong expertise in Gift City IFSC regulations, RBI/SEBI guidelines, AML protocols, and regulatory reporting requirements
- Professional degree in accounting, finance, law, management, or equivalent qualification
- Exceptional analytical and detail-oriented capabilities with proven ability to review, interpret, and analyze complex regulatory data and information
- Confident presentation and training delivery skills with experience conducting in-person training sessions for large employee groups




- Solid written and verbal communication skills with the ability to engage effectively with diverse stakeholders at all organizational levels
- Willingness to travel approximately 25% of the time, both within and outside India, to support business requirements
- Preferred technical skills include Data Science, Tableau, or Python for enhanced data analysis capabilities

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About S&P; Global Ratings

- At S&P; Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential to translating complexity into clarity so market participants can uncover opportunities and make decisions with conviction. By bringing transparency to the market through high-quality independent opinions on creditworthiness, we enable growth across a wide variety of organizations, including businesses, governments, and institutions.

S&P; Global Ratings is a division of S&P; Global (NYSE: SPGI). S&P; Global is the world’s foremost provider of credit ratings, benchmarks, analytics and workflow solutions in the global capital, commodity and automotive markets. With every one of our offerings, we help many of the world’s leading organizations navigate the economic landscape so they can plan for tomorrow, today.

What’s In It For You? **

Our Mission : Advancing Essential Intelligence.

Our People : Our Values : Integrity, Discovery, Partnership

- Throughout our history, the world's leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead. We start with a foundation of integrity in all we do, bring a spirit of discovery to our work, and collaborate in close partnership with each other and our customers to achieve s

📌 Compliance Officer (Ahmedabad)
🏢 sep global
📍 Ahmedabad