We are looking for two dedicated Compliance Officers to join our Legal & Compliance team, one for Portfolio Management Services and one for Alternative Investment Funds.
What You'll Do:

- Ensure end to end compliance with SEBI PMS / AIF Regulations, circulars, and guidelines
- Monitor fund operations, onboarding, KYC/AML, investment restrictions, portfolio limits, and investor disclosures
- Handle SEBI regulatory filings, inspections, audits, and correspondence
- Review marketing material, PPMs, performance disclosures, and client communications
- Develop and implement compliance policies, SOPs, and monitoring programmes
- Track regulatory changes and ensure timely implementation
- Prepare compliance MIS and periodic reports for senior management and Board





Who We're Looking For:

- 3-5 years of experience in a SEBI-regulated entity : PMS, AIF, Mutual Fund, Broking, or Investment Advisory
- Post Graduate in Law. CS or CA preferred.
- NISM certification is an advantage
- Robust knowledge of SEBI regulations, compliance monitoring, and risk assessment

Why Monarch:

- AIF AUM: 1,000+ Crore , one of India's fastest-growing AIF platforms
- PMS AUM: 261 Crore , 14.68% outperformance in just 6 months
- 8 business verticals. 1,000 Crore+ networth. Zero long-term debt.

📌 Compliance Analyst (Monitoring & Aml) (Mumbai)
🏢 monarch networth capital
📍 Mumbai