Role holder should have 5-10 years of post-qualification experience with very valuable communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. SECTION III:

KEY RESPONSIBILITIES
/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Guiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulations. Core Responsibilities Guidance & Advisory Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI Liaising with RBI for seeking clarification Product & Process Note Review Review of Product and Process note to ensure that product/ process notes are compliant from regulatory perspective. Ensures that compliance comments are communicated and discussed with the product owner post internal discussions. Circular Tracker Implementation Ensure that regulatory guidelines are disseminated within prescribed timelines Identification, review of action point and dissemination to stakeholders Follow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit(s). Testing of compliance submitted by stakeholder before closure of circular action points Training Devise online training module ,



periodic updation etc Audit Committee / Board Submission Ensure preparation and submission of quarterly compliance agenda notes to CS team Preparation of Monthly Report on Compliance Activities People Management or Self-Management Responsibilities Need to interaction with Business Unit / Product Team / Operation Unit Need to interact with the middle/senior management of Business Unit/ Product Team/ Operation Unit Risk and Internal Control Responsibilities SECTION IV: KEY INTERACTIONS Key Internal Interactions Purpose of Interaction Business Unit / Product Team and Central Compliance Team For Guidance and support to Business Teams / Product Team / Operation team on their queries pertaining to Credit regulations/guidelines issued by RBI. Key External Interactions Purpose of Interaction Interaction with RBI for seeking clarification / guidance SECTION V: KNOWLEDGE & EXPERIENCE KNOWLEDGE Minimum Qualifications CA/CS/CMA/LLB Professional Certifications CA/CS/CMA/LLB Language Skills English Experience Years of Experience 5-10 Years Nature of Experience Preferably have worked in Credit (Wholesale/ Retail) advisory in a Bank (Compliance department or Business Compliance)

📌 Compliance Officer Advisory (India)
🏢 Yes Bank
📍 India