27 Oct
|
Naukri Assist
|
Gurugram
27 Oct
Naukri Assist
Gurugram
Roles and Responsibilities :
- Conduct thorough analysis of trade operations, ensuring compliance with regulatory requirements and internal policies.
- Collaborate with cross-functional teams to identify areas for improvement in trade processing and implement changes as needed.
- Develop and maintain relationships with key stakeholders, including traders, risk managers, and other business units to ensure effective communication and issue resolution.
- Provide expert guidance on trade compliance matters, including regulatory reporting obligations, sanctions screening, and anti-money laundering (AML) regulations.
Job Requirements :
- 5-30 years of experience in investment banking or a related field.
- Robust understanding of trade operations, trade compliance, and relevant regulations such as FINRA, SEC, CFTC etc. .
- Experience working in an investment banking environment with exposure to equity research, sales & trading desks.
📌 Investment Compliance Analyst - Japanese (Gurugram)
🏢 Naukri Assist
📍 Gurugram