Location:
Mumbai Department: Dealing / Equity Trading Experience Required: 1–3 Years Reports To: Senior Dealer / Head – Dealing Job Objective: To support the dealing desk in executing client trades across equity and derivative segments with accuracy and timeliness, assist in day-to-day trading operations, ensure compliance with regulatory guidelines, and provide execution support to retail and HNI clients.
Key Responsibilities
• Execute client orders in Equity and F&O; segments through trading terminals (NSE/BSE); exposure to commodities and currency is an added advantage.
• Assist senior dealers in monitoring markets and providing real-time trade execution support.
• Ensure timely and error-free order placement, modification, and cancellations.
• Coordinate with clients regarding order confirmations, margins, payouts, and basic RMS queries.
• Support Relationship Managers (RMs) with trade execution and client servicing requirements.
• Maintain trade records, client-wise logs, and basic MIS/reconciliation as required.
• Liaise with back-office and operations teams for settlements, ledger clarifications, and demat-related queries.
• Ensure adherence to SEBI regulations, exchange guidelines, and internal compliance processes. Key Skills & Competencies:
• Basic understanding of equity markets and derivatives (F&O;).
• Familiarity with trading platforms such as ODIN, NOW, NEST, or similar terminals.
• Knowledge of NSE/BSE rules and basic SEBI compliance requirements.
• Solid attention to detail and ability to work under market pressure.
• Good communication and coordination skills.
• Willingness to learn market analysis and client handling.
• Basic technical analysis knowledge is an added advantage.
Qualifications:
• Graduate in Finance, Commerce, Economics, or a related field.
• Mandatory: NISM Series VIII (Equity Derivatives) or NISM Series VII (Securities Operations & Risk Management).
• Preferred: Additional NISM certifications (Series XV – Research Analyst) will be an advantage.