We are looking for a Compliance Officer to support the compliance, investor onboarding, fund administration coordination, and legal documentation functions of a Category II AIF. The role will work closely with the Fund Administration team and external advisors to ensure smooth operational and regulatory processes.
Key Responsibilities
Ensure compliance with SEBI AIF regulations and applicable regulatory requirements.
Manage investor onboarding including KYC, AML, FATCA, and related documentation.
Coordinate investor communications, capital call notices, and periodic reporting.
Work closely with the Fund Administration team on operational and compliance matters.
Support preparation, review, and maintenance of legal and compliance documentation including contribution agreements, side letters, and vendor agreements.
Maintain compliance records, trackers, and regulatory filings.
Liaise with auditors,
legal counsel, custodians, and other service providers as required.
Qualifications
CA / CS / LLB (or a combination thereof).
Preference for candidates who have completed the NISM Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination.
Solid understanding of SEBI AIF regulations and investor onboarding processes.
Experience
23 years of relevant experience in AIFs, fund administration, compliance, legal operations, or financial services.
Skills
Robust attention to detail and organizational skills.
Positive communication and stakeholder management abilities.
Ability to manage documentation and regulatory timelines efficiently.
Proficiency in MS Office and compliance/document management tools.