The Role:
• Perform controls testing across On-Premise and Cloud environments, assessing Control Design Adequacy and Control Operating Effectiveness.
• Demonstrate knowledge of audit and compliance frameworks such as Sarbanes–Oxley Act Section 404 (SOX 404), SOC 2, SSAE 18, and New York Department of Financial Services Cybersecurity Regulation (NYDFS).
• Establish and maintain processes and procedures for control testing across diverse IT environments.
• Conduct control walkthroughs with system owners, engineers, architects, and business stakeholders to validate control processes and requirements.
• Gather audit evidence, perform testing, and document results in accordance with organizational standards.
• Adapt quickly to current domains and complex assessment activities while ensuring high-quality testing execution.
• Lead assigned projects independently, ensuring end-to-end ownership and timely delivery.
• Support team members through knowledge sharing, guidance, and collaboration.
• Identify, report, and track control gaps across on-prem and cloud environments,



including ineffective or inadequate controls.
• Assess risk impact and severity associated with identified control deficiencies.
• Recommend improvements to control design and implementation to strengthen security and compliance posture.
• Support control owners in designing, implementing, and maintaining controls and documentation.
• Prepare comprehensive control testing reports including issue descriptions, evidence analysis, and recommendations.
• Perform additional tasks and responsibilities assigned by management.
• Stay updated with evolving information security regulations, standards, and industry best practices. Qualifications
• Educated to degree level or equivalent
• 7-8 years’ experience with IT and technology controls/audit related engagements
• Experience of working within a Global Financial organization
• Problem Solving
• Delivery focused
• Strong communications and stakeholder management

📌 Control Testing Assessor (Mumbai)
🏢 WTW
📍 Mumbai