Role & responsibilities

- Conducting onsite/remote inspection of members/ Authorised Persons of Members including surprise visits / Joint Inspection of members along with SEBI as per the TAT (Average 6 inspections per month)
- Creating compliance awareness amongst members. - Sharing mandatory compliance requirements with best practices with members. Organising Member compliance workshop
- Preparation & Verification of Inspection reports and checklists. Submission of Data to Exchange post inspection and correctness of Data/information between checklist and Report
- Analysis of alert w.r.t online monitoring of margin reporting and client fund monitoring calculation.
- Maintaining high standards of Governance. - Strengthen Regulatory compliance

Preferred candidate profile

Educational Qualification

- Chartered Accountant

Experience

- 0 to 2 years of relevant work experience. Preferably from Stock Exchange/Broking industry having experience in managing Audit functions in well-established and recognized Exchange/Firm

📌 CA Fresher - Senior Executive - Member Inspection (New Delhi)
🏢 NCDEX Ltd. (Formerly known as National Commodity & Derivatives Exchange)
📍 New Delhi