Compliance Monitoring and Testing Associate (Mumbai)

Compliance Monitoring and Testing Associate (Mumbai)

29 Oct
|
Experian
|
Mumbai

29 Oct

Experian

Mumbai

Experian is a global data and technology company, powering opportunities for people and businesses around the world. We operate across a range of markets, from financial services to healthcare, automotive, agribusiness, insurance, and many more. Experian invests in people and new advanced technologies to unlock the power of data. The Compliance Assurance Specialist plays an important role in delivering effective, risk-based compliance assurance across the EMAP region. This role is suited to someone who can lead assigned assurance reviews independently, apply sound judgment in regulated environments, and work credibly with stakeholders on findings, risks, and remediation.
You will be responsible for delivering compliance assurance reviews in line with the Global Compliance Management Programme and the annual EMAP Compliance Assurance Plan. You will assess risks and controls, carry out testing, report findings clearly, and support the business in driving actions through to resolution.
Execute compliance assurance reviews in line with the annual EMAP Compliance Assurance Plan and agreed timelines

- Define testing approach and review activities for assigned engagements
- Conduct fieldwork, testing, and fact-finding activities with a high standard of accuracy and professionalism
- Analyse control effectiveness and identify areas of compliance risk
- Prepare transparent, well-structured reports that set out findings, risks, conclusions, and required actions
- Work with business owners and management to agree practical remediation plans




- Track agreed actions through to closure and escalate high-risk issues where appropriate

Build a broad understanding of the business and the regulatory environment in which Experian operates

- Engage confidently with stakeholders to support effective management of compliance risk
- Support the business in strengthening controls and addressing issues identified through reviews

Contribute to a consistent, high-quality approach to assurance delivery across the region
- Support the wider Compliance function in meeting its regulatory obligations with a high standard of integrity, professionalism, and sound judgment
Experience and judgment

- Around 3 years of experience in monitoring, testing, assurance, or audit within regulatory compliance
- Experience working in a substantial regulated organisation, ideally in Financial Services
- Strong analytical capability and sound judgment when assessing complex issues, controls, and risks
- Good working knowledge of privacy and data protection regulation and its key principles
- Experience delivering assurance or testing reviews and documenting findings clearly
- Strong investigation, analysis, and report-writing skills
- Confidence working with business stakeholders to discuss findings, risks, and actions
- Strong communication skills in English

Professional audit qualification such as ACCA, CIA, or CISA
Recruitment Fraud Awareness - Experian's recruitment process is conducted only through authorised channels. If you have a disability or special need that requires accommodation, please let us know at the earliest opportunity.

📌 Compliance Monitoring and Testing Associate (Mumbai)
🏢 Experian
📍 Mumbai

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