29 Oct
|
Drivewealth
|
Gujarat
29 Oct
Drivewealth
Gujarat
We believe that everyone should have the ability to control their financial future, and that access to financial markets should not be limited by geography, wealth, or legacy systems. We are a global B2B financial technology organization dedicated to democratizing access to financial independence around the world. Our mission is realized through an API-based platform, empowering our partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices. DriveWealth has evolved into a global platform offering trading of US equities, mutual funds, ETFs, fixed income, and options.
We encourage creativity and experimentation while ensuring institutional-grade execution and regulatory compliance in everything we do. Join us and help build the future of global investing!
The overnight Transaction Reporting Analyst is a critical role responsible for the operational integrity of DriveWealth's regulatory trade reporting during the newly extended 24/5 equity trading session. This role owns the overnight monitoring, exception handling, and repair of trade reporting submissions to FINRA's Trade Reporting Facility (TRF). This Transaction Reporting Analyst acts as the first line of defense against reporting breaks before the U.This role works cross-functionally with Brokerage Operations, Compliance, and the U.Monitor TRF and ORF (Trade Reporting Facility) submissions overnight for health, rejections, and out-of-tolerance conditions.
Execute the 9:00pm (NYC Time) TRF opening rejection repair process, correcting and resubmitting failed trade reports within FINRA's reporting windows.
Prepare detailed end-of-shift reports summarizing exceptions, open items, and notable activity for the incoming U.Maintain organized, auditable records of all monitoring activity,
repairs, and escalations in line with the firm's written supervisory procedures.
Partner with Engineering and Brokerage Operations to improve the automation and reliability of overnight monitoring workflows.
Minimum 2+ years of experience in financial services operations, trade support, or regulatory reporting.
Direct exposure to FINRA trade reporting (TRF/CAT/EBS) or equivalent regulatory transaction reporting (e.g., Ability to work a shift aligned to the U.S. overnight trading session. Shift starts at 6:30 AM IST.
Impeccable integrity, sound judgment, high attention to detail and a deep respect for risk, controls, and regulatory obligations.
Bachelor's degree (or local equivalent post-secondary qualification) in Finance, Business, or a related field, or equivalent qualified experience.
Shift start time: 6:30 AM (IST)
~ If you're not based in the location listed above, this role is not a fit, and we cannot accommodate work from home outside these locations.
To maintain the speed our partners expect, our New York, Chicago, and Lithuania teams work in office on a hybrid schedule. We've found that being physically side-by-side is the only way to solve complex problems in real-time and stay truly accountable to the products we ship. To support that work, we provide competitive compensation, equity, and a 401(k) match. We also offer Medical insurance, Dental insurance,
Vision insurance, Disability insurance, and Paid Parental Leave, along with a wellness reimbursement, a company-provided phone, and a personal development allowance. Finally, we value the time you spend away from the office with generous Paid Time Off (PTO) and observed holidays.
Applicants must possess the legal right to work in the country where the position is located at the time of application. Applicants must be currently authorized to work in the United States on a full-time basis without the need for current or future visa sponsorship. Offers of employment are strictly contingent upon an individual’s ability to secure and maintain the legal right to work at the Company.
How We Think About AI
We leverage AI to work smarter and move faster. We seek AI-curious talent who are proactive about using emerging tools to increase signal quality, reduce friction, and improve outcomes to deliver products faster, provide better service to our partners, and to streamline processes. Compensation
We then source candidates with the requisite skills, expertise, education, training, and experience. If you are selected for an interview, please feel welcome to speak to a recruiter about our compensation philosophy and other available benefits. This role is eligible for base, bonus, equity, 401(k) match, and heavily subsidized benefits and perks.
To build technology and products that are used and loved by people and solve real-world problems, we need to build a team with many different perspectives and experiences. We do not discriminate based on race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.
📌 Information Analyst - Remote (Gujarat)
🏢 Drivewealth
📍 Gujarat