Description

Description

This position will be specifically dedicated to the Independent Compliance Testing (“ICT”) team supporting the Global Risk and Compliance Monitoring & Testing (M&T;) function. A successful candidate will have audit or compliance testing experience within a large bank and a focus on control design and effectiveness. The Analyst will perform testing and provide support to the Managers and Directors leading the ICT reviews, including:

Responsibilities

Key Responsibilities:

- Assist Managers/ Directors in the execution of assigned M&T; tasks in department standards, methodology, budgets, and deadlines for all phases of the testing including planning, fieldwork, reporting and wrap-up.

- Interview client personnel of all levels to document, understand, and assess process effectiveness, Compliance risks and controls, including control design and effectiveness.

- Assist in the management of routine client status meetings, testing requests, and other administrative tasks.

- Assist in the documentation and evaluation of M&T; observations and findings and subsequent validation of management’s actions taken to address such findings.

- Work on simultaneous integrated M&T; projects for different leaders.

- Develop and document ideas for analytical control testing to expand the breadth and depth of testing coverage.

- Develop familiarity with Compliance risk across all lines of businesses, globally.

- Utilize department and company tools in a proficient manner.

- Maintain internal M&T; competency through ongoing professional development.

Qualifications

Required Qualifications:

- 3 years of experience in audit, monitoring and testing, or risk management in the financial services, banking, or card products industries.

- Bachelor of Art/Science or equivalent degree

- Experience and competency in the assessment of risks, control design and effectiveness and process assessment

- Strong written and verbal communication skills.

- Strong regulatory knowledge of consumer compliance and a strong desire to learn relevant regulations.

- Strong knowledge of issue management and risk system management.

- Self-starter along with passion for continuous innovation with a view to drive organizational improvements and impacts.

- Ability to work with unstructured tasks/ risk pillar and provide a structured output.

- Experience in analyzing data, interpreting results, identifying potential discrepancies and/or risk and experience with data analytics tools and data visualization.

- Ability to break down a complex problem into components, solve them by potentially using data analysis, process knowledge and risk/control knowledge, and communicate data analysis, issues and control recommendations with transparency and integrity.

- Possess a strong understanding of banking systems and processes, robust computer knowledge, and excellent MS Word, Excel, Visio, and PowerPoint skills.

- Excellent storytelling and visualization skills

- Demonstrated integrity, innovation, teamwork, and excellence

Preferred Qualifications

- Proficiency in Fair Lending, Financial Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management, and risk system management.

- Advanced degree in Accounting, or another related field.

- Relevant M&T; and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA) etc.) Certified Fraud Examiner (CFE) etc.;

- Interest in working with data, interpreting results, analytic best practices and experience with data analytics tools and data visualization is a plus.

📌 Analyst-Compliance (Gurugram)
🏢 American Express
📍 Gurugram