Key Responsibilities

Operations Management

- Manage end-to-end Capital Market Operations processes.
- Ensure timely execution and settlement of trades across Equity, Debt, IPO, Mutual Fund, and Depository operations.
- Monitor daily operational activities and adherence to defined SLAs.
- Handle transaction exceptions, escalations, and reconciliation breaks.

Team Management

- Lead and mentor a team of operations executives and officers.
- Conduct performance reviews and provide regular coaching.
- Allocate workloads and monitor productivity.

Reconciliation & Control

- Oversee daily reconciliations between exchange, depository, clearing corporation, and internal records.
- Ensure closure of reconciliation breaks within stipulated timelines.
- Implement solid process controls to minimize operational risk.

Stakeholder Management

- Coordinate with Front Office, Compliance, Risk, Finance, Technology, Exchanges,



Depositories, and Vendors.
- Address queries and escalations from internal and external stakeholders.

Regulatory Compliance

- Ensure compliance with SEBI, NSE, BSE, NSDL, CDSL, and internal policies.
- Support internal, statutory, and regulatory audits.
- Maintain process documentation and audit readiness.

Process Improvement

- Identify automation opportunities and drive operational efficiency initiatives.
- Participate in system enhancement projects and UAT activities.
- Track KPIs and prepare MIS reports for management.

Desired Candidate Profile

Education

- Graduate/Post Graduate in Commerce, Finance, Business Administration, or related discipline.
- NISM certifications preferred.

📌 Operations Team Member_Capital Market Operation (Mumbai)
🏢 Kotak
📍 Mumbai