30 Oct
|
UST Global
|
Chennai
30 Oct
UST Global
Chennai
0 - 2 Years
- 1 Opening
- Chennai
Role description : Junior Analyst
As an Junior Analyst, you will assist in delivering a robust control environment and supporting Investment Teams to ensure effective pre
- and post-trade restrictions monitoring all within challenging deadlines. We are looking for someone who likes working as part of a team, is comfortable with a fast-paced operations environment and has a strong attention to detail. What you'll do
- Work within a team of analysts responsible for Investment Restriction Compliance Management: violation oversight, onboarding and query resolution.
- Assist with the delivery the daily overnight violation monitoring, helping with escalations and following up issues appropriately.
- Work with Investment desks / Product / Client Executives across all asset classes on investment guidelines related matters and issues. Potentially providing advice and assisting pre-trade violation overrides.
- Help maintain broker and ready to trade coding in Aladdin and assist Trading Desks with initial queries and escalations.
- Aid delivery of mandate investment guideline on-boarding and change activities, updating lists, to simple investment guidelines changes and reviewing the coding changes done by other team members appropriate for your level of experience.
- Ensure tasks are completed in accordance with procedures and delivered within agreed service levels.
- Maintain updated procedure notes covering general processes around new functionality as it arises.
- Resolve queries received and deliver tasks to high standard of quality and in a timely manner, continuously ensuring a robust and efficient control environment. Ensure any missed deadlines are communicated and recorded appropriately. General skills and behaviours
- Managing a high volume of diverse tasks efficiently and meeting internal and external deadlines.
- Collecting, verifying, storing, and maintaining accurate operational data.
- An interest in financial instruments and the investment processes
- Experience with Microsoft Office products and proficient on Microsoft Excel What you’ll be like
- Strong organisational abilities are needed to manage multiple events simultaneously, prioritising tasks and maintaining a smooth and efficient workflow.
- Positive, open-minded attitude to change and new ideas, with a creative approach to problem-solving and proactively seeks opportunities for improvement.
- Meticulous attention to detail and a focus on quality and accuracy in all outputs. This is key for reviewing documentation, ensuring compliance with regulatory standards, and accurately processing information.
- Results-oriented, self-motivated, and enthusiastic, with a commitment to team success and contributes to a collaborative culture.
- The ability to analyse data and workflows can help improve processes and enhance the efficiency of processes. Discharge of responsibilities
- The role holder shall ensure that all their responsibilities are performed to the highest levels of integrity, quality and transparency and in a manner most likely to promote the success, taking into account the interests of key stakeholders including clients, employees, regulators, suppliers and society as a whole.
- In discharging their responsibilities, the individual shall establish appropriate oversight and control structures for all areas under their control where needed. Conduct Rules This role is within an entity/or entities which are covered by the UK’s Senior Manager and Certification Regime. As such, the role holder is required to comply with the following Individual Conduct Rules: Rule 1: You must act with integrity Rule 2: You must act with due skill, care and diligence Rule 3: You must be open and cooperative with the FCA, PRA and any other regulators Rule 4: You must pay due regard to the interests of customers and treat them fairly Rule 5: You must observe proper standards of market conduct All colleagues are expected to:
- Taking accountability and ownership of their responsibilities, embracing challenges, driving outcomes, and executing promises with pace and precision.
- Championing collaboration to fuel collective success, break through barriers, and resolve conflict.
- Innovating by challenging the current way of working, adapting with agility, and cutting through complexity with clarity and purpose.
- Inspiring our people by embodying our culture encouraging and empowering others, leading by example, and advocating for our clients.
- Being client centric, anticipating clients’ needs and proactively addressing challenges with foresight to deliver an extraordinary client experience.
Skills : business process outsourcing,trade operations,client communication,aladdin,
About UST : UST is a global digital transformation solutions provider. For more than 20 years, UST has worked side by side with the world’s best companies to make a real impact through transformation. Powered by technology, inspired by people and led
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