About The Opportunity A fast-growing fintech and regulatory advisory firm serving global investment banks and asset managers, we specialize in navigating complex financial compliance landscapes across India and APAC. Our team partners with tier-1 financial institutions to design, implement, and audit controls that meet SEBI, RBI, FEMA, and global standards like AML/CFT, MiFID II, and Dodd-Frank. We operate at the intersection of regulation, technology, and finance—helping clients stay ahead of evolving compliance mandates while scaling securely. Role & Responsibilities
• Monitor and enforce adherence to SEBI, RBI, FEMA, and internal policies across trading, client onboarding, and AML workflows.
• Conduct periodic risk assessments, control testing, and gap analyses to identify exposure and recommend corrective actions.
• Prepare regulatory filings, audit reports, and response packs for internal/external auditors and regulators.
• Collaborate with Legal, Risk, and Front Office teams to embed compliance guardrails into new product launches and process changes.




• Deliver compliance training sessions and awareness campaigns for employee populations across functions.
• Track regulatory updates across India and APAC, translating them into actionable policy changes and control enhancements. Skills & Qualifications
• Must-Have:
• SEBI Regulations
• RBI Directives
• AML/CFT Compliance
• FEMA Guidelines
• Regulatory Reporting
• Internal Audit Procedures
• Compliance Risk Assessment
• MS Excel (Advanced)
• Preferred:
• Knowledge of MiFID II or Dodd-Frank
• Experience with GRC tools (e.g., MetricStream, NAVEX)
• CA/CS/ICWA certification Perks & Culture Highlights
• Work directly with global investment banks and regulators—build influence at the highest levels of finance.
• Fast-paced, meritocratic culture where proactive problem-solvers drive real regulatory impact.
• Flexible work hours, remote collaboration options, and continuous learning through industry certifications.

Skills:
compliance,risk,aml,adherence,global investment,apac,dodd-frank,finance,investment,rbi

📌 Compliance Officer (Mumbai)
🏢 Beyond Border Consultants
📍 Mumbai