Job Category: Corporate

Degree Level: Bachelor's Degree

Job Description:

Key Responsibilities

Operations Management
Manage end-to-end Capital Market Operations processes.
Ensure timely execution and settlement of trades across Equity, Debt, IPO, Mutual Fund, and Depository operations.
Monitor daily operational activities and adherence to defined SLAs.
Handle transaction exceptions, escalations, and reconciliation breaks.

Team Management
Lead and mentor a team of operations executives and officers.
Conduct performance reviews and provide regular coaching.
Allocate workloads and monitor productivity.

Reconciliation & Control
Oversee daily reconciliations between exchange, depository, clearing corporation, and internal records.
Ensure closure of reconciliation breaks within stipulated timelines.
Implement robust process controls to minimize operational risk.

Stakeholder Management
Coordinate with Front Office,



Compliance, Risk, Finance, Technology, Exchanges, Depositories, and Vendors.
Address queries and escalations from internal and external stakeholders.

Regulatory Compliance
Ensure compliance with SEBI, NSE, BSE, NSDL, CDSL, and internal policies.
Support internal, statutory, and regulatory audits.
Maintain process documentation and audit readiness.

Process Improvement
Identify automation prospects and drive operational efficiency initiatives.
Participate in system enhancement projects and UAT activities.
Track KPIs and prepare MIS reports for management.

Desired Candidate Profile

Education
Graduate/Post Graduate in Commerce, Finance, Business Administration, or related discipline.
NISM certifications preferred.

📌 Operations Team Member Capital Market Operation 0114 1502 1085926 Mumbai (India)
🏢 Kotak Securities
📍 India