Job Title : Deputy Manager - Experience : 0 to 1 Years Location : Mumbai Roles & Responsibilities - Conduct onsite and offsite inspections of members as per compliance and inspection schedules. - Monitor member submissions and trading activities to ensure regulatory compliance. - Prepare inspection reports, observation sheets, and compliance findings. - Analyze compliance data and identify potential risks, deviations, or irregularities. - Expand inspection scope based on observations and regulatory requirements. - Coordinate closure meetings and follow up on corrective actions with members. - Conduct compliance visits for newly registered members and provide guidance on regulatory requirements. - Escalate non-compliance issues, delays, or operational concerns to management. - Collate, analyze, and prepare reports for regulatory authorities and internal stakeholders. - Organize and support compliance training sessions, awareness programs, and investor education initiatives.



Requisites - Bachelor//'s degree in Commerce, Finance, Accounting, Business Administration, Economics, or a related field. - Strong understanding of compliance, audit, inspection, and regulatory processes. - Knowledge of capital markets, stock exchanges, broking operations, and financial regulations. - Experience in data analysis, report preparation, and compliance monitoring. - Familiarity with regulatory guidelines and financial market practices. - Proficiency in MS Excel, data management, and reporting tools. - Solid analytical, investigative, and problem-solving abilities. - Excellent communication, stakeholder management, and documentation skills. - Ability to conduct inspections, audits, and compliance reviews independently. - Preferred industry exposure in Broking, Capital Markets, Audit Firms, Financial Services, or Consulting.

📌 Deputy Manager (Mumbai)
🏢 MASTER MIND CONSULTANCY
📍 Mumbai