Experience:
2–7 Years & 11–17 Years Notice Period: Immediate to 60 Days Domain: Investment Compliance / Structured Finance Qualification: Bachelor's degree required. CFA / FRM / CAIA preferred. We are looking for experienced professionals with robust expertise in Investment Compliance, Portfolio Monitoring and CLO/CDO operations to join our Specialty Finance Investment Team.
Key Responsibilities
- Perform investment compliance and post-trade compliance monitoring.
- Monitor investment guidelines and concentration limitations.
- Review CLO/CDO structures, indentures and CLO life cycle activities.
- Conduct OC/IC testing and waterfall reviews.
- Handle securitization-related activities and trustee reporting.
- Review DDQs and investment policy requirements.
- Develop logic-based rules for automated investment compliance monitoring.
- Identify compliance breaches, data discrepancies and reconciliation issues.
- Prepare daily, monthly and quarterly compliance reports.
- Coordinate with Portfolio Managers and global operational teams. Mandatory Skills & Keywords:
- Investment Compliance
- Portfolio Monitoring
- CLO / CDO
- CLO Life Cycle
- Post-trade Compliance
- Securitization
- Indenture
- Trustee
- DDQ
- OC/IC Test
- Waterfall Review
- Concentration Limitation
📌 Investment Compliance (Bengaluru)
🏢 The Hird
📍 Bengaluru
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