Location:
Gandhinagar Role Overview Responsible for ensuring compliance with IFSCA regulations , monitoring regulatory requirements, handling investor grievances, and implementing compliance and risk management policies. Eligibility Candidates must meet any one of the following:
- PG Degree/Diploma (minimum 1 year) in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, or Actuarial Science.
- CFA or FRM (GARP).
- ICAI / ICSI / ICMAI membership or equivalent foreign qualification.
- LLB. Professional qualification
- 3+ years relevant experience in securities market/financial products with a skilled qualification, OR
- 2+ years post-qualification experience along with the required Authority-specified certification.
Relevant Experience From FMEs, Banks, MIIs, Capital Market Intermediaries, Insurance Companies, Financial Regulators, CA/CS/Cost Accountant or advisory firms, or Finance/Accounts/Secretarial/Legal departments of companies.
Key Responsibilities
- Ensure compliance with IFSCA regulations, circulars, and applicable laws.
- Monitor and report compliance issues independently to IFSCA.
- Handle investor grievances and ensure timely resolution.
- Implement and monitor risk management policies.
- Maintain required certifications and regulatory processes.
- Important: The Compliance Officer must be based out of IFSC .