Role & responsibilities
- Design and implement the compliance framework covering all regulated activities under the company's licences, including policies, SOPs, and a regulatory obligations calendar.
- Ensure that all filing deadlines, reporting obligations, and licence conditions are tracked, owned, and met on time.
- Design and operationalise AML/CFT and KYC processes for customer, merchant, and investor onboarding, in line with applicable regulations and FATF standards.
- Establish risk-based customer categorisation, enhanced due diligence, sanctions and PEP screening, and periodic review processes.
- Prepare and submit all regulatory filings, returns, and disclosures to the relevant regulators.
- Act as the compliance point of contact for regulatory inspections, audits, and information requests.
- Monitor regulatory developments from RBI, FIU-IND, FEMA authorities, and other applicable regulators, and translate them into clear internal guidance and action plans.
- Establish risk registers, internal control frameworks, and compliance testing and monitoring programmes.
- Investigate compliance incidents and complaints, and drive corrective action to closure. Preferred candidate profile Must-Have Skills and Experience
- Hands-on experience building or owning a compliance function within a regulated financial institution, payment service provider, or fintech.
- Solid working knowledge of AML frameworks, KYC processes, transaction monitoring,



and STR/CTR reporting in an Indian regulated context (PMLA and related rules).
- Experience preparing and submitting regulatory filings to financial sector regulators.
- Familiarity with payment systems, escrow structures, or virtual accounts from a compliance standpoint.
- Strong written and verbal communication for policy documentation, regulatory submissions, and Board reporting.
- Sound judgement, integrity, and the ability to hold a firm line while working pragmatically with business teams. Perks and benefits
- The opportunity to build a compliance function from scratch, with direct access to senior leadership and the Board.
- A high-impact role at a regulated, high-growth fintech.
- Competitive compensation: [CTC range / to be discussed].
- Support for professional certifications and continuing learning. Fit and Proper Requirements As a designated compliance position, the appointed individual must satisfy the applicable regulator's fit and proper criteria, which include:
- A graduate degree from a recognised university and relevant compliance or regulatory experience.
- No prior conviction for any offence involving moral turpitude or any economic offence.
- No prior debarment or disqualification by any financial sector regulator.
- Financial integrity, with no outstanding dues to a regulator.

How to Apply
Please send your CV to [email protected] mentioning "Compliance Officer" in the subject line.

📌 Compliance Officer (Ahmedabad)
🏢 Vishal Dembla
📍 Ahmedabad