Key Responsibilities:

Regulatory Compliance

- Ensure that the Companys operations comply with all applicable RBI regulations, including those related to capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code.

- Stay updated on changes in regulatory requirements and disseminate relevant information to the organization.

- Assist in implementation and maintenance of compliance policies and procedures.

- Monitor and report on compliance risks.

- PMLA/KYC Compliance:

- Ensure adherence to KYC/AML guidelines, including customer due diligence, transaction monitoring, and reporting of suspicious transactions

- Ensuring the Compliance Management Tool is updated regularly and dashboards are published in a timely manner to leadership.

- Building and updating trackers and reports for activities within compliance function

Internal Audits and Monitoring

- Conduct regular internal audits and compliance reviews to assess the effectiveness of compliance controls.

- Identify and report compliance gaps and recommend corrective actions.





- Monitor the implementation of corrective actions and track their effectiveness.

- Assistance in preparation of compliance related reports to the RBI and internal management.

Automation, Training and Awareness:

- Automating systems and processes through a compliance tool

- Develop and deliver compliance training programs.

Regulatory Liaison

- Assistance in liasioning with regulatory authorities, including the RBI, NHB and FIU-IND.

- Preparing response to regulatory inquiries and requests for information.

- Facilitate regulatory inspections and audits.

- Maintain records of regulatory communications.

Risk Management

- Assist in the development and implementation of a risk management framework.

- Identify and assess compliance risks and recommend mitigation strategies.

- Contribute to the organization's overall risk assessment process.

- Handling of consumer complaints related to compliance.

📌 Management Trainee-Compliance(CS completed) (Gurugram)
🏢 IHFL
📍 Gurugram