We are looking for a detail-oriented Assistant Manager Regulatory Compliance with 2-7 years of experience in a stock broking or financial services firm.
The role involves handling daily client margin and fund segregation reporting to stock exchanges (NSE/BSE/MCX), monthly/quarterly client fund settlement, reviewing regulatory alerts, and ensuring timely compliance with SEBI and exchange guidelines.
The candidate will also support internal audits, regulatory inspections, compliance documentation, SOP preparation, regulatory updates, and resolution of compliance-related queries and client complaints.
Interested candidates can share their updated CVs at:
[email protected]
📌 Assistant Manager -Regulatory Compliance (Stock Broking) (Noida)
🏢 Share India Securities
📍 Noida