1. Knowledge of RBI regulations, Master Directions and compliance requirements applicable to NBFCs/NBFC-MFIs.
2. Interpret RBI circulars, assess regulatory applicability and monitor implementation of regulatory requirements.
3. Draft, review and update internal policies and procedures in line with applicable RBI guidelines.
4. Review and vet agreements, product processes and related documents from a regulatory compliance perspective.
5. Prepare compliance reports and coordinate with relevant departments for implementation of regulatory requirements and resolution of compliance gaps.
6. Demonstrate solid analytical, drafting and coordination skills,
with proficiency in MS Excel and regulatory reporting.
7. Conduct RBI compliance monitoring and testing and accurate submission of regulatory returns and reports.
8. Handle regulatory portals, including DAKSH, CIMS and PRAVAAH, as applicable.
9. Coordinate RBI inspections, regulatory audits and closure of observations, including submission of supporting documents and responses.
10. Maintain regulatory trackers, compliance records and supporting documentation, and monitor deadlines for timely completion of compliance requirements