Role: Custory Services_Settlements Location: Mumbai Roles and Responsibilities:
1. Ensuring Confirmation of Clearing House Trades on Exchange is done on timely basis.
2. Ensuring all the Contract Notes received from Broker are processed.
3. Ensuring Exchange Orders received are processed.
4. Early Pay-In of Securities and Funds.
5. Margin Payment of Funds.
6. Processing instructions on NSDL.
7. Processing of Hand Delivery Trades.
8. Processing of Corporate Debt Trades.
9. Interacting with Brokers & Exchanges.
10. Ensuring Client reports are sent on timely basis.
11. Processing of trades for PMS clients.
12. Processing of trades for FDI clients.
13. Responsible to ensure clean Audits.
14. Responsible for having Standard Operating Procedures and Checklists are in place for every activity.
15. Responsible for having sufficient controls in every process.
16. Ensure Regulatory requirements are complied.
17. Responsible for meeting existing agreed TAT's with Clients.
18. Ensuring all the reports are sent to Exchange & Clearing Corporations on time