05 Nov
|
Jainam Broking
|
India
05 Nov
Jainam Broking
India
Executive – Account Opening Department: Operations
- Account Opening
Experience:
1-3 Years Industry: Stock Broking / Capital Markets Reporting To: Manager
- Account Opening
Key Responsibilities
• Process Trading & Demat account opening requests.
• Verify KYC, CKYC, FATCA, and client documentation.
• Ensure compliance with SEBI, NSE, BSE, CDSL, and NSDL guidelines.
• Coordinate with clients and sales teams for document completion.
• Resolve account opening discrepancies within defined TAT.
• Maintain onboarding records and support audit requirements.
• Prepare daily MIS and account opening reports. Required Skills
• Knowledge of KYC & Account Opening processes.
• Understanding of Capital Market regulations.
• Positive documentation and verification skills.
• Proficiency in MS Excel and operational systems.
• Strong communication and attention to detail. Qualification
• Graduate in Commerce, Finance, Business Administration, or related field.
• Experience in Stock Broking, Wealth Management, or Financial Services preferred.
📌 Apprentice (India)
🏢 Jainam Broking
📍 India