Key Accountabilities

1. Global and Regional KYC Policy

Draft, review,maintain, and enhance global and regional KYC policies, procedures, standards, control requirements, desktop guides, and operating manuals.

Interpret globalminimumstandards andidentifycountry or regional nuances applicable to the UK, Spain, wider EMEA, and other relevantjurisdictions.

Perform policy gap assessments arising from regulatory change, audit findings, quality reviews, control failures, or operational feedback.

Manage policy governance activities including stakeholder consultation, approvals, version control, implementation planning, communication, and periodic review.

Provide practical advisory support on policy interpretation, exceptions, escalations, risk acceptance, and documentation requirements.

Translate complex regulatory obligations into concise, transparent, and operationally workable procedures for first- and second-line teams.

2.



Complex Entity and Beneficial Ownership Advisory

Provideexpertiseon complex legal entity types, including Special Purpose Vehicles (SPVs), trusts, foundations, funds, partnerships, holding companies, private investment vehicles, family offices, and financial institutions.

Assess ownership and control chains toidentifyultimate beneficial owners, controllers,board ofdirectors, and authorized signatories.

Define documentary and verification standards forlayered,cross-border, nominee, or otherwise complex structures.

Advise on CDD and EDD requirements for higher-risk customers, politically exposed persons, adverse media,sanctionsexposure, and higher-riskjurisdictions.

Develop practical decision treesand training material to improve consistency in complex entity reviews.

📌 Senior Process Manager (Pune)
🏢 eClerx Investments
📍 Pune