Roles and Responsibilities :

- Ensure compliance with SEBI regulations, RBI guidelines, and other relevant laws governing NBFCs.

- Prepare and submit accurate and timely regulatory reports to the relevant authorities.

- Develop and implement effective compliance policies, procedures, and controls to mitigate risks.

- Collaborate with internal stakeholders to ensure adherence to compliance requirements.

Job Requirements :

- Qualified CA/CS.

- 7-14 years of experience in compliance management or a related field (NBFC).

- Solid understanding of SEBI regulations, RBI reporting requirements, and regulatory guidelines.

- Proven track record of preparing complex regulatory reports accurately and on time.

- Bachelor's degree in Law or Finance; MBA/PGDM preferred.

📌 Compliance Manager (Mumbai)
🏢 Alp Consulting
📍 Mumbai