We are seeking a Compliance Operations Manager to join our team in the Mumbai region. The ideal candidate will play a crucial role in ensuring that our operations adhere to regulatory standards and internal policies. This position requires a proactive individual who can manage compliance-related tasks effectively and efficiently.

Key Responsibilities

- Oversee compliance operations, ensuring adherence to regulatory requirements and internal policies.
- Develop and maintain compliance MIS to track compliance metrics and performance.
- Manage policy management processes, including the creation, review, and dissemination of compliance policies.
- Coordinate regulatory affairs and maintain relationships with regulatory bodies.
- Track issues related to compliance and ensure timely resolution.
- Prepare management presentations on compliance status and initiatives.
- Collaborate with various departments, including banking, NBFC,



and fintech sectors, to ensure compliance across all operations.

Required Skills

- Strong understanding of compliance operations and regulatory frameworks.
- Proficiency in compliance MIS and issue tracking systems.
- Excellent policy management skills.
- Ability to prepare and deliver management presentations effectively.
- Knowledge of regulatory affairs in the banking and financial services sectors.
- Familiarity with the fintech landscape and its compliance requirements. If you are a detail-oriented professional with a passion for compliance and regulatory affairs, we encourage you to apply for this exciting prospect to contribute to our organization's success.

Industry

Banking

Department

Sales / BD

📌 Compliance Operations Manager (Mumbai)
🏢 New Age Hr
📍 Mumbai