Role & responsibilities

JD Surveillance

About the Role

We are seeking an Assistant Manager – Surveillance to monitor trading activities, handle regulatory

compliance, and investigate alerts using TrackWizz and other surveillance tools, in line with SEBI and

stock exchange guidelines.

Key Responsibilities

• Monitor real-time trading across Equity, F&O;, Currency, and Commodity segments.

• Review and close surveillance alerts (price/volume spikes, manipulation, abnormal trades)

via TrackWizz and exchange systems.

• Conduct investigations and prepare reports on suspicious or high-risk activities.

• Ensure compliance with SEBI, NSE, BSE circulars and timely submission of regulatory reports.

• Coordinate with internal teams for data, clarifications, and implementation of surveillance

controls.

Requirements

• Graduate/Postgraduate in Finance, Commerce, Economics, or related field.

• 3–6 years of experience in Surveillance/Compliance in a stockbroking firm.

• Hands-on experience with TrackWizz surveillance software preferred.

• Solid understanding of capital markets and trading mechanisms.

• Good analytical skills; NISM certifications preferred.

📌 Surveillance Officer (Ahmedabad)
🏢 Intellectual Capital HR Consulting
📍 Ahmedabad