Legal & Compliance Manager - Mutual Funds (Gurugram)

Legal & Compliance Manager - Mutual Funds (Gurugram)

06 Nov
|
Sbnri Technologies
|
Gurugram

06 Nov

Sbnri Technologies

Gurugram

Roles and Responsibilities

- Ensure compliance with regulatory requirements from SEBI, AMFI, NISM, and other relevant authorities.

- Review and vetting of legal documents such as AMC agreements, custody agreements, etc.

- Conduct regular audits to identify areas of improvement in compliance processes.

- Track SEBI and AMFI circulars, assess impact and drive implementation across the business.

- Run the compliance calendar and coordinate regulatory audits and inspections.

- Liaise with SEBI, AMFI, RTAs, custodians, trustees and other market intermediaries.

📌 Legal & Compliance Manager - Mutual Funds (Gurugram)
🏢 Sbnri Technologies
📍 Gurugram

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