Role & responsibilities

Job Title Deputy Manager/Manager-

Compliance Grade

Department Compliance Reporting To CCO

Job Profile

Assistant Manager shall be assisting Chief Compliance Officer in ensuring effective compliance with RBI

and other statutory compliances.

Primary Job Duties/Responsibilities

The key job duties/responsibilities are enumerated below:
Assist in monitoring of compliance on GRC portal
Assist in testing compliance through supporting documents against relevant RBI circulars
Prepare the draft note for compliance certificate/ test report
Assist in compilation of documents required for RBI inspection
Coordinate with other department for compliance requirement
Assist to keep track of pending compliance of RBI observations




Assist in submission of data/reply/ return on various portals of RBI
Any other job as assigned from time to time.

Educational Qualifications
Candidate should have a Graduate degree with relevant qualified qualification. Candidates

having experience of at least 3 years in working for Compliance functions of NBFCs would be

preferred.

Skills & Competencies
Awareness of importance of compliance of RBI circulars
Hands on experience on internal audits and compliance assessments
Knowledge of MS office
Communication skills to understand the requirement
Interpersonal skill to influence stakeholders across departments

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