Compliance Executive (NBFC-P2P)

Experience: 3–4 years

Location: Chennai

Reporting To: Head of Compliance / Chief Compliance Officer

Role Overview

Manage day-to-day regulatory and internal compliance for an NBFC-P2P lending platform, ensuring adherence to applicable RBI directions, company policies, and internal controls.

Key Responsibilities

Monitor RBI regulatory updates and coordinate implementation across teams.

Ensure compliance across lender and borrower onboarding, KYC/AML, exposure limits, escrow fund flows, and platform disclosures.

Maintain the compliance calendar and coordinate timely regulatory returns and submissions.

Review policies, customer agreements, marketing materials, and recent platform features.

Conduct compliance checks, identify gaps, and track corrective actions.

Support audits, RBI inspections,



grievance monitoring, and management reporting.

Work with Operations, Product, Technology, Finance, and Legal teams to strengthen internal controls.

Candidate Requirements

Graduate in Commerce, Finance, Law, or a related field; CA/CS/MBA qualifications are an advantage.

3–4 years of compliance experience in an NBFC, bank, or regulated fintech; NBFC-P2P experience preferred.

Working knowledge of RBI regulations, KYC/AML, regulatory reporting, and internal compliance.

Strong analytical, documentation, communication, and coordination skills.

Pay: ₹20,000.00 - ₹40,000.00 per month

Work Location: In person

📌 Compliance Executive (Chennai)
🏢 Ionixx Technologies
📍 Chennai