Job highlights

- Job Qualification : Any Graduate/ Post Graduate. Job Experience : 1 - 2 Year. Job Location : Agra. Job Type : Full time. CTC : 4 Lacs - 0 Lacs. : Compliances of various Exchanges like MCX/ NCDEX/ NSE/ BSE/ MCX- SX
- Should be able to work within deadlines
- Briefing clients about the documents required

Designation :

Compliance Executive

Job Code

A- 03

No. of Openings :

1

Job Qualification

Any Graduate/ Post Graduate

Job Experience

1 - 2 Year

Job Location

Agra

Job Type

Full time

CTC

2.4 Lacs - 3.0 Lacs

Compliances of various Exchanges like MCX/ NCDEX/ NSE/ BSE/ MCX- SX. Handling Inspection of Exchanges and submitting required details, if any. Limits setting of clients/ branches/ Compliance Officer Certificate.



To handle banking facilities related work like renewal/ creation of Bank guarantee, FD etc. KRA:-

Accepting & Checking demat a/ c opening form and trading account opening form.

Maintain proper sequence and control of MIS.

Should be able to work within deadlines.

Verifying the various documents of clients.

Making follow- up with clients.

Handling KYC, DP, Payin, Payout works.

Briefing clients about the documents required.

Proficiency in Microsoft Office (MS Word, Excel- V Look Up/ H Look Up/ Pivot Table/ formulas/ excel shortcut keys/ Macros etc.

📌 Compliance Executive (Agra)
🏢 RMoney
📍 Agra