Key Responsibilities

- Regulatory &
- Change Management: Track, interpret, and implement RBI/NHB regulations across policies, products, and systems with clear timelines.

- Monitoring &

- Testing: Lead risk-based compliance testing, evaluate internal controls, and escalate critical risks to the Chief Compliance Officer (CCO).

- Regulatory Engagement: Manage RBI/NHB inspections, coordinate documentation, and draft responses to regulatory queries and action plans.

- Compliance Assurance &

- Policies: Review policies, digital products, and customer journeys to ensure alignment with regulatory frameworks.

- KYC, AML &

- Outsourcing: Oversee KYC/AML compliance, Fair Practices Code, customer protection, and third-party outsourcing risks.

- Reporting &

- Governance: Prepare high-quality regulatory submissions and compliance reports for Senior Management and the Board.

- Team Leadership: Lead and mentor the compliance team, while driving automation and a solid compliance culture across the firm.

📌 Assistant Vice President - Compliance (Jaipur)
🏢 Aavas Financiers
📍 Jaipur