Analysis & Compliance Manager (Bengaluru)

Analysis & Compliance Manager (Bengaluru)

08 Nov
|
BIG4 Investments
|
Bengaluru

08 Nov

BIG4 Investments

Bengaluru

Roles & responsibilities Manage incoming complaints through multiple channels (e.g., hotline, emails, online platforms).
Plan, coordinate, and execute investigations, including evidence collection, data analysis, and witness/subject interviews.
Conduct fair, unbiased, and fact-based investigations into alleged misconduct, policy violations, or breaches of the Company's Code of Conduct & Ethics.
Build and maintain periodic reports, dashboards, and metrics related to ethics program data and investigation outcomes.
Develop, review, and maintain policies such as the Whistleblower Policy, Disciplinary & Grievance Policy, and related compliance frameworks.
Ensure policies comply with applicable laws, regulations, and industry best practices.
Stay up to date on emerging trends, regulations, and global best practices in ethics and compliance investigations.
Conduct training and awareness programs on ethics, reporting mechanisms, and expected standards of conduct.




Build and maintain trusted partnerships with leaders, functional heads, and other member firms' compliance teams, as required.
Provide leadership with insights, trends, and recommendations regarding ethical risks and compliance matters.

Bachelors of Law (LLB) LLM
Work experience
5+ years of experience in Ethics & Compliance investigations or legal/litigation roles.
This role is essentially about leading and managing ethics & compliance investigations within the organization. It requires someone who can professionally handle complaints, conduct fair investigations, ensure policy compliance, and promote an ethical culture. Solid knowledge of corporate compliance, investigations, and whistleblower frameworks with 5 + years of experience in ethics & compliance investigations or legal/litigation roles.

📌 Analysis & Compliance Manager (Bengaluru)
🏢 BIG4 Investments
📍 Bengaluru

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