07 Nov
|
Sbnri Technologies
|
Gurugram
07 Nov
Sbnri Technologies
Gurugram
Roles and Responsibilities
Ensure compliance with regulatory requirements from SEBI, AMFI, NISM, and other relevant authorities.
Review and vetting of legal documents such as AMC agreements, custody agreements, etc.
Conduct regular audits to identify areas of improvement in compliance processes.
Track SEBI and AMFI circulars, assess impact and drive implementation across the business.
Run the compliance calendar and coordinate regulatory audits and inspections.
Liaise with SEBI, AMFI, RTAs, custodians, trustees and other market intermediaries.
📌 Legal & Compliance Manager Mutual Funds Gurugram
🏢 Sbnri Technologies
📍 Gurugram