Legal Manager, Compliance Manager (Mumbai)

Legal Manager, Compliance Manager (Mumbai)

08 Nov
|
Talentbes Executive Search
|
Mumbai

08 Nov

Talentbes Executive Search

Mumbai

Key responsibilities

- Handle client complaints, litigation, arbitration and court matters.

- Draft and file submissions, replies and affidavits.

- Review commercial agreements, contracts and NDAs.

- Support compliance across stockbroking, depository participant (DP) and NBFC operations.

- Monitor legal and regulatory developments and advise internal teams.

Candidate profile

Experience in stockbroking, capital markets, financial services or a SEBI-regulated business is preferred. Candidates should have robust legal drafting, analytical and negotiation skills and be able to manage matters independently while coordinating with internal and external stakeholders.

📌 Legal Manager, Compliance Manager (Mumbai)
🏢 Talentbes Executive Search
📍 Mumbai

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