Key Responsibilities
Regulatory &
Change Management: Track, interpret, and implement RBI/NHB regulations across policies, products, and systems with explicit timelines.
Monitoring &
Testing: Lead risk-based compliance testing, evaluate internal controls, and escalate critical risks to the Chief Compliance Officer (CCO).
Regulatory Engagement: Manage RBI/NHB inspections, coordinate documentation, and draft responses to regulatory queries and action plans.
Compliance Assurance &
Policies: Review policies, digital products, and customer journeys to ensure alignment with regulatory frameworks.
KYC, AML &
Outsourcing: Oversee KYC/AML compliance, Fair Practices Code, customer protection, and third-party outsourcing risks.
Reporting &
Governance: Prepare high-quality regulatory submissions and compliance reports for Senior Management and the Board.
Team Leadership: Lead and mentor the compliance team, while driving automation and a solid compliance culture across the firm.

📌 Assistant Vice President Compliance Jaipur
🏢 Aavas Financiers
📍 Jaipur