R. Wadiwala Securities Pvt. Ltd. is looking for a Compliance Executive to join our team at Limda Chowk, Surat.

Eligibility:Pursuing CS ( preferred) / completed CS / MBA / Law Graduates Application invited from both, Fresher & Experienced candidates

Salary:
Fresher - ₹2,75,000-3,00,000 PA Loyalty Bonus
Relevant Experience - ₹3,00,000-6,00,000 PA (may consider Loyalty Bonus depending on the terms)

Timing: 9:30 AM – 6:30 PM; Saturday 10:00 AM to 3:00 PM

Key Responsibilities:
Compliance reporting to SEBI, Exchanges & Auditors
All Regulatory compliance, documentation & correspondence
Compliance tracking & due diligence
SCORES alerts & NISM certifications
AML, compliance & governance policies
Regulatory updates & impact analysis
Support inspections (Broking / DP / PMS)
Compliance guidance to stakeholders

Perks:Leaves Holidays | Annual Appraisal | Growth Opportunities as working location is HO

Apply Now:[email protected]

Brief Company Description





We are a full-service financial services firm offering equity broking and depository services, along with distribution of mutual funds, PMS, and investment advisory solutions. With a robust presence across more than 70 locations, we operate through a robust network of 110 franchisee partners and a dedicated team of over 125 professionals.

We serve a diverse client base of 50,000 customers spread across the globe, providing them with reliable execution, research-backed advice, and personalized service. The firm currently manages assets under custody exceeding ₹7,000 crore, reflecting the trust and confidence placed in us by our clients.

Job Types: Full time, Fresher

Pay: ₹300,000.00 - ₹600,000.00 per year

Advantages
Health insurance
Leave encashment
Paid sick time
Provident Fund

Work Location: In person

📌 Compliance Executive Surat
🏢 R WADIWALA SECURITIES
📍 Surat