The Corporate - A very large Financial Services Group , with diversified BSFI business including NBFC , Merchant Banking , Direct Equities , Insurance Broking , AMC of PMS , AIF and MF. Now venturing into the Custodian Business

We are looking for a proactive and self-driven compliance qualified to lead the compliance function for the Custody Business, ensuring adherence to applicable SEBI regulations, strengthening internal controls and managing regulatory requirements.

Key Responsibilities
Oversee regulatory compliance and day-to-day custodial activities in line with SEBI (Custodian) Regulations.
Lead and mentor the team handling asset safekeeping, clearing, settlement, reconciliation and corporate actions.
Ensure timely regulatory filings and reporting to SEBI, NSDL, CDSL, NSE, BSE and Clearing Corporations.
Monitor regulatory developments and ensure implementation of applicable regulatory changes.
Conduct compliance reviews, internal audits and risk assessments to identify and address compliance gaps.
Manage regulatory interactions, statutory audits and coordination with internal stakeholders.
Develop, review and implement compliance policies,



SOPs and internal control frameworks.
Ensure adherence to requirements relating to asset segregation, FPI regulations and client asset protection.

Key Requirements
6–10+ years of experience in Custodian Compliance or Custody Operations within Indian Capital Markets.
Prior experience in managing or leading a compliance/operations team.
Robust knowledge of SEBI (Custodian) Regulations, Depository Rules, FPI Regulations and clearing and settlement processes.
Understanding of Equity Cash and F&O; markets, corporate actions, asset segregation and reconciliation.
Experience in regulatory reporting, audits and regulatory inspections.
Robust stakeholder management, leadership and problem-solving skills.
A self-starter with the ability to independently manage responsibilities and drive compliance initiatives.
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📌 Custodian Compliance Team Lead Capital Markets Mumbai (India)
🏢 Moneylicious Investments and Consulting Services Private
📍 India