The KYC Apprentice will support the KYC and Compliance team in onboarding clients and maintaining regulatory compliance as per SEBI, NSE/BSE, and other applicable regulations. This role is ideal for candidates looking to build a career in financial services, compliance, and operations within a stock broking workplace.
Assist in client onboarding and KYC documentation verification (individual & non-individual clients)
Perform data entry and validation in KYC systems and back-office software
Support CKYC uploads, KRA checks, and modifications
Ensure KYC records comply with SEBI, AML, and internal compliance policies
Coordinate with clients, relationship managers, and internal teams for pending or incorrect documentation
Assist in periodic KYC reviews and re-KYC processes
Handle basic client queries related to KYC requirements
Support the team during internal and external audits
Graduate or pursuing graduation in Commerce, Finance, Business Administration, or related fields
Freshers are welcome; prior internship experience in BFSI is an advantage
Basic understanding of stock market operations and financial products is preferred
Basic knowledge of KYC, AML, and compliance norms
Proficiency in MS Excel, Word, and basic computer applications
Willingness to learn regulatory frameworks and processes
Learning & Development Opportunities
Hands-on exposure to KYC & Compliance operations in a stock broking firm
Understanding of SEBI regulations, client onboarding, and brokerage operations
Mentorship from experienced compliance professionals
Certificate/Experience Letter upon successful completion