Job Description:
Develop and execute the annual risk-based internal audit plan.
Conduct financial, operational, compliance, and process audits.
Evaluate internal controls and identify operational and financial risks.
Ensure compliance with applicable RBI, SEBI, IRDAI, and other regulatory requirements.
Review KYC, AML, lending, treasury, finance, and operational processes.
Identify control gaps, fraud risks, and process improvement prospects.
Prepare audit reports with findings, risk ratings, and recommendations.
Monitor audit observations and ensure timely closure of action plans.
Manage and mentor the internal audit team.
Present significant audit findings to senior management and the Audit Committee.